U01NS135533
Cooperative Agreement
Overview
Grant Description
The SDOH-homecare intervention focus team (SHIFT) trial to mitigate SDOH in stroke outcomes and build community capacity - project summary
Closing the gap in stroke disparities cannot be accomplished without addressing the upstream factors driving them. Structural racism and discrimination (SRD) produces adverse social determinants of health (SDOH), which have been shown to increase stroke risk in a dose dependent manner.
The present application focuses on mitigating the effects of SDOH to improve stroke outcomes in underserved minority populations, using a multi-level approach that includes the community, healthcare institution, interpersonal, and individual levels. Our rationale is that the burden of mitigating the multi-level impact of SDOH on social and health inequities should not fall solely on disenfranchised patients, which in our case is the economically disadvantaged African American and Hispanic stroke patient.
Our 4 specific aims intervene on major downstream health effects arising from adverse SDOH. Stroke is the leading cause of adult disability in the US with the greatest burden on communities of color, and it is not surprising that SDOH is a major driver of stroke disparities. Currently, there is a dearth of effective SDOH interventions for stroke prevention and recovery.
Our proposal seeks to address this gap by developing a racial equity-trained, multidisciplinary homecare team, or SHIFT (SDOH-homecare intervention focus team). SHIFT comprises a local community based organization (CBO)-affiliated community health worker, a community nurse, and a community social worker. We hypothesize that by targeting patient-specific SDOH risk factors on a community, health systems, interpersonal and individual level with SHIFT, we will mitigate the adverse effects of SDOH factors to improve functional and physiological outcomes after stroke in vulnerable race-ethnicity groups.
Specifically, we will examine the effect of the SHIFT approach on post-stroke outcomes of African American and Hispanic patients with > 3 SDOH risk factors compared to usual care in a randomized controlled trial (RCT) embedded within a hybrid type I implementation effectiveness design. The primary outcome will be the stroke impact score (SIS 3.0) -- a measure of disability and health-related quality of life after stroke -- measured at 6 months and 1 year (Aim 1A).
Secondary outcomes will assess the effect of the intervention on blood pressure control and cognitive status (Aim 1B) and explore the role of allostatic load – a measure of physiological weathering – on our outcomes of interest (exploratory Aim 1C). Aim 2 will test the hypothesis that improvement in functional and physiological stroke outcomes as measured in Aim 1 is associated with reduction in specific SDOH variables.
In Aim 3, at the healthcare system level, we will examine the effect of the SHIFT intervention on health system process variables (Aim 3A) and stroke patient re-admission rates (Aim 3B). At the community level, guided by a standardized organizational capacity measure and scoring matrix, we will engage in CBO capacity building of a local CBO partner to support the sustainability of its SDOH-mitigating activities, while gathering multi-level contextual data influencing patient outcomes using a racism-conscious adaptation of the consolidated framework for implementation research (Aim 4).
Closing the gap in stroke disparities cannot be accomplished without addressing the upstream factors driving them. Structural racism and discrimination (SRD) produces adverse social determinants of health (SDOH), which have been shown to increase stroke risk in a dose dependent manner.
The present application focuses on mitigating the effects of SDOH to improve stroke outcomes in underserved minority populations, using a multi-level approach that includes the community, healthcare institution, interpersonal, and individual levels. Our rationale is that the burden of mitigating the multi-level impact of SDOH on social and health inequities should not fall solely on disenfranchised patients, which in our case is the economically disadvantaged African American and Hispanic stroke patient.
Our 4 specific aims intervene on major downstream health effects arising from adverse SDOH. Stroke is the leading cause of adult disability in the US with the greatest burden on communities of color, and it is not surprising that SDOH is a major driver of stroke disparities. Currently, there is a dearth of effective SDOH interventions for stroke prevention and recovery.
Our proposal seeks to address this gap by developing a racial equity-trained, multidisciplinary homecare team, or SHIFT (SDOH-homecare intervention focus team). SHIFT comprises a local community based organization (CBO)-affiliated community health worker, a community nurse, and a community social worker. We hypothesize that by targeting patient-specific SDOH risk factors on a community, health systems, interpersonal and individual level with SHIFT, we will mitigate the adverse effects of SDOH factors to improve functional and physiological outcomes after stroke in vulnerable race-ethnicity groups.
Specifically, we will examine the effect of the SHIFT approach on post-stroke outcomes of African American and Hispanic patients with > 3 SDOH risk factors compared to usual care in a randomized controlled trial (RCT) embedded within a hybrid type I implementation effectiveness design. The primary outcome will be the stroke impact score (SIS 3.0) -- a measure of disability and health-related quality of life after stroke -- measured at 6 months and 1 year (Aim 1A).
Secondary outcomes will assess the effect of the intervention on blood pressure control and cognitive status (Aim 1B) and explore the role of allostatic load – a measure of physiological weathering – on our outcomes of interest (exploratory Aim 1C). Aim 2 will test the hypothesis that improvement in functional and physiological stroke outcomes as measured in Aim 1 is associated with reduction in specific SDOH variables.
In Aim 3, at the healthcare system level, we will examine the effect of the SHIFT intervention on health system process variables (Aim 3A) and stroke patient re-admission rates (Aim 3B). At the community level, guided by a standardized organizational capacity measure and scoring matrix, we will engage in CBO capacity building of a local CBO partner to support the sustainability of its SDOH-mitigating activities, while gathering multi-level contextual data influencing patient outcomes using a racism-conscious adaptation of the consolidated framework for implementation research (Aim 4).
Funding Goals
(1) TO SUPPORT EXTRAMURAL RESEARCH FUNDED BY THE NATIONAL INSTITUTE OF NEUROLOGICAL DISORDERS AND STROKE (NINDS) INCLUDING: BASIC RESEARCH THAT EXPLORES THE FUNDAMENTAL STRUCTURE AND FUNCTION OF THE BRAIN AND THE NERVOUS SYSTEM; RESEARCH TO UNDERSTAND THE CAUSES AND ORIGINS OF PATHOLOGICAL CONDITIONS OF THE NERVOUS SYSTEM WITH THE GOAL OF PREVENTING THESE DISORDERS; RESEARCH ON THE NATURAL COURSE OF NEUROLOGICAL DISORDERS; IMPROVED METHODS OF DISEASE PREVENTION; NEW METHODS OF DIAGNOSIS AND TREATMENT; DRUG DEVELOPMENT; DEVELOPMENT OF NEURAL DEVICES; CLINICAL TRIALS; AND RESEARCH TRAINING IN BASIC, TRANSLATIONAL AND CLINICAL NEUROSCIENCE. THE INSTITUTE IS THE LARGEST FUNDER OF BASIC NEUROSCIENCE IN THE US AND SUPPORTS RESEARCH ON TOPICS INCLUDING BUT NOT LIMITED TO: DEVELOPMENT OF THE NERVOUS SYSTEM, INCLUDING NEUROGENESIS AND PROGENITOR CELL BIOLOGY, SIGNAL TRANSDUCTION IN DEVELOPMENT AND PLASTICITY, AND PROGRAMMED CELL DEATH; SYNAPSE FORMATION, FUNCTION, AND PLASTICITY; LEARNING AND MEMORY; CHANNELS, TRANSPORTERS, AND PUMPS; CIRCUIT FORMATION AND MODULATION; BEHAVIORAL AND COGNITIVE NEUROSCIENCE; SENSORIMOTOR LEARNING, INTEGRATION AND EXECUTIVE FUNCTION; NEUROENDOCRINE SYSTEMS; SLEEP AND CIRCADIAN RHYTHMS; AND SENSORY AND MOTOR SYSTEMS. IN ADDITION, THE INSTITUTE SUPPORTS BASIC, TRANSLATIONAL AND CLINICAL STUDIES ON A NUMBER OF DISORDERS OF THE NERVOUS SYSTEM INCLUDING (BUT NOT LIMITED TO): STROKE; TRAUMATIC INJURY TO THE BRAIN, SPINAL CORD AND PERIPHERAL NERVOUS SYSTEM; NEURODEGENERATIVE DISORDERS; MOVEMENT DISORDERS; BRAIN TUMORS; CONVULSIVE DISORDERS; INFECTIOUS DISORDERS OF THE BRAIN AND NERVOUS SYSTEM; IMMUNE DISORDERS OF THE BRAIN AND NERVOUS SYSTEM, INCLUDING MULTIPLE SCLEROSIS; DISORDERS RELATED TO SLEEP; AND PAIN. PROGRAMMATIC AREAS, WHICH ARE PRIMARILY SUPPORTED BY THE DIVISION OF NEUROSCIENCE, ARE ALSO SUPPORTED BY THE DIVISION OF EXTRAMURAL ACTIVITIES, THE DIVISION OF TRANSLATIONAL RESEARCH, THE DIVISION OF CLINICAL RESEARCH, THE OFFICE OF TRAINING AND WORKFORCE DEVELOPMENT, THE OFFICE OF PROGRAMS TO ENHANCE THE NEUROSCIENCE WORKFORCE, AND THE OFFICE OF INTERNATIONAL ACTIVITIES. (2) TO EXPAND AND IMPROVE THE SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM; TO INCREASE PRIVATE SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL RESEARCH AND DEVELOPMENT; TO INCREASE SMALL BUSINESS PARTICIPATION IN FEDERAL RESEARCH AND DEVELOPMENT; AND TO FOSTER AND ENCOURAGE PARTICIPATION OF SOCIALLY AND ECONOMICALLY DISADVANTAGED SMALL BUSINESS CONCERNS AND WOMEN-OWNED SMALL BUSINESS CONCERNS IN TECHNOLOGICAL INNOVATION. TO UTILIZE THE SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM; TO STIMULATE AND FOSTER SCIENTIFIC AND TECHNOLOGICAL INNOVATION THROUGH COOPERATIVE RESEARCH AND DEVELOPMENT CARRIED OUT BETWEEN SMALL BUSINESS CONCERNS AND RESEARCH INSTITUTIONS; TO FOSTER TECHNOLOGY TRANSFER BETWEEN SMALL BUSINESS CONCERNS AND RESEARCH INSTITUTIONS; TO INCREASE PRIVATE SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL RESEARCH AND DEVELOPMENT; AND TO FOSTER AND ENCOURAGE PARTICIPATION OF SOCIALLY AND ECONOMICALLY DISADVANTAGED SMALL BUSINESS CONCERNS AND WOMEN-OWNED SMALL BUSINESS CONCERNS IN TECHNOLOGICAL INNOVATION.
Grant Program (CFDA)
Awarding / Funding Agency
Place of Performance
New York,
New York
100323726
United States
Geographic Scope
Single Zip Code
Related Opportunity
Analysis Notes
Amendment Since initial award the total obligations have increased 197% from $1,243,167 to $3,690,914.
The Trustees Of Columbia University In The City Of New York was awarded
SHIFT Trial: Mitigating SDOH in Stroke Outcomes Underserved Populations
Cooperative Agreement U01NS135533
worth $3,690,914
from the National Institute of Neurological Disorders and Stroke in February 2024 with work to be completed primarily in New York New York United States.
The grant
has a duration of 5 years and
was awarded through assistance program 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders.
The Cooperative Agreement was awarded through grant opportunity Research Project Grant (Parent R01 Clinical Trial Required).
Status
(Ongoing)
Last Modified 4/22/26
Period of Performance
2/1/24
Start Date
1/31/29
End Date
Funding Split
$3.7M
Federal Obligation
$0.0
Non-Federal Obligation
$3.7M
Total Obligated
Activity Timeline
Subgrant Awards
Disclosed subgrants for U01NS135533
Transaction History
Modifications to U01NS135533
Additional Detail
Award ID FAIN
U01NS135533
SAI Number
U01NS135533-4242417562
Award ID URI
SAI UNAVAILABLE
Awardee Classifications
Private Institution Of Higher Education
Awarding Office
75NQ00 NIH National Institute of Neurological Disorders and Stroke
Funding Office
75NQ00 NIH National Institute of Neurological Disorders and Stroke
Awardee UEI
QHF5ZZ114M72
Awardee CAGE
3FHD3
Performance District
NY-13
Senators
Kirsten Gillibrand
Charles Schumer
Charles Schumer
Modified: 4/22/26