R01MH137185
Project Grant
Overview
Grant Description
Multi-site, double-blind, randomized-controlled, efficacy trial of the transdiagnostic intervention for sleep and circadian dysfunction for depression symptoms in older adults with high suicide risk - Abstract:
Older adults with moderate-to-severe depression symptoms (i.e., PHQ-9 scores ≥ 10) plus active suicidal ideation (SI) and/or a history of attempt are at high risk for suicidal behaviors and death.
Data suggest that sleep-wake rhythm disruption could provide a modifiable target mechanism to improve depression treatment outcomes.
Controlled pilot data from a sample of older adults with serious mental illness show, compared with treatment as usual (TAU), a behavioral approach called the transdiagnostic intervention for sleep and circadian dysfunction (TRANS-C) may improve sleep-wake rhythm stability and lead to more sustained depression responses six months later.
We propose to confirm TRANS-C’s target engagement (Aim 1) and efficacy for depression (Aim 2A) in older adults with depression symptoms plus high suicide risk.
The primary efficacy outcome is clinically significant: depression symptom response rates six months post-treatment (≥50% reductions in pre-treatment non-sleep grid Hamilton Depression Rating Scale scores).
Key secondary outcomes include SI rates six months post-treatment (i.e., active SI with a method defined as Columbia Suicide Severity Rating Scale ideation scores ≥ 3) and the incidence of a suicidal behavior composite (i.e., escalating planning/attempt/suicide-related hospitalization) over six months.
Pilot data support the hypothesized target engagement and efficacy, but as is typical of psychiatric treatments, we anticipate treatment response variability.
Exploratory Aim 3 is therefore to develop an algorithm indicating for whom TRANS-C is efficacious.
To accomplish these aims, we will conduct a three-site, double-blind, randomized controlled trial (N=420) testing 8-weeks of TRANS-C+TAU versus a contact-time matched active listening control plus TAU (AL+TAU).
Eligibility criteria include being 55+ years old, having PHQ-9 scores ≥ 10, Scale for Suicide Ideation scores ≥ 3 or a past suicide attempt, and elevated sleep disturbances/impairment (PROMIS) despite TAU with at least the minimum effective depression pharmacotherapy dose.
The main target engagement measure is actigraphy inter-daily stability post-treatment, an objective rhythm measure, which correlated with depression symptom reductions six months after TRANS-C in our pilot.
Therapists will be centrally-trained and carefully monitored for fidelity.
Assessments pre-, post-, and 6-months post-treatment include diagnostic interviews, self-report measures, and a week of actigraphy/sleep diary.
Weekly during the treatment phase, and monthly six months thereafter, participants will receive calls from blinded assessors charting treatment effects and actively monitoring for safety.
Participants will also wear wrist actigraphy in the treatment phase to objectively track changes in sleep-wake patterns.
Analyses seek to confirm if TRANS-C has efficacy for sustained depression responses; and to evaluate mediation via the target/alternative mechanisms.
Moderator analyses will produce an algorithm for use in future precision treatment studies.
This study will have an impact by confirming TRANS-C’s antidepressant mechanism, efficacy, and clarifying who benefits the most.
Older adults with moderate-to-severe depression symptoms (i.e., PHQ-9 scores ≥ 10) plus active suicidal ideation (SI) and/or a history of attempt are at high risk for suicidal behaviors and death.
Data suggest that sleep-wake rhythm disruption could provide a modifiable target mechanism to improve depression treatment outcomes.
Controlled pilot data from a sample of older adults with serious mental illness show, compared with treatment as usual (TAU), a behavioral approach called the transdiagnostic intervention for sleep and circadian dysfunction (TRANS-C) may improve sleep-wake rhythm stability and lead to more sustained depression responses six months later.
We propose to confirm TRANS-C’s target engagement (Aim 1) and efficacy for depression (Aim 2A) in older adults with depression symptoms plus high suicide risk.
The primary efficacy outcome is clinically significant: depression symptom response rates six months post-treatment (≥50% reductions in pre-treatment non-sleep grid Hamilton Depression Rating Scale scores).
Key secondary outcomes include SI rates six months post-treatment (i.e., active SI with a method defined as Columbia Suicide Severity Rating Scale ideation scores ≥ 3) and the incidence of a suicidal behavior composite (i.e., escalating planning/attempt/suicide-related hospitalization) over six months.
Pilot data support the hypothesized target engagement and efficacy, but as is typical of psychiatric treatments, we anticipate treatment response variability.
Exploratory Aim 3 is therefore to develop an algorithm indicating for whom TRANS-C is efficacious.
To accomplish these aims, we will conduct a three-site, double-blind, randomized controlled trial (N=420) testing 8-weeks of TRANS-C+TAU versus a contact-time matched active listening control plus TAU (AL+TAU).
Eligibility criteria include being 55+ years old, having PHQ-9 scores ≥ 10, Scale for Suicide Ideation scores ≥ 3 or a past suicide attempt, and elevated sleep disturbances/impairment (PROMIS) despite TAU with at least the minimum effective depression pharmacotherapy dose.
The main target engagement measure is actigraphy inter-daily stability post-treatment, an objective rhythm measure, which correlated with depression symptom reductions six months after TRANS-C in our pilot.
Therapists will be centrally-trained and carefully monitored for fidelity.
Assessments pre-, post-, and 6-months post-treatment include diagnostic interviews, self-report measures, and a week of actigraphy/sleep diary.
Weekly during the treatment phase, and monthly six months thereafter, participants will receive calls from blinded assessors charting treatment effects and actively monitoring for safety.
Participants will also wear wrist actigraphy in the treatment phase to objectively track changes in sleep-wake patterns.
Analyses seek to confirm if TRANS-C has efficacy for sustained depression responses; and to evaluate mediation via the target/alternative mechanisms.
Moderator analyses will produce an algorithm for use in future precision treatment studies.
This study will have an impact by confirming TRANS-C’s antidepressant mechanism, efficacy, and clarifying who benefits the most.
Funding Goals
THE MISSION OF THE NATIONAL INSTITUTE OF MENTAL HEALTH (NIMH) IS TO TRANSFORM THE UNDERSTANDING AND TREATMENT OF MENTAL ILLNESSES THROUGH BASIC AND CLINICAL RESEARCH, PAVING THE WAY FOR PREVENTION, RECOVERY, AND CURE. IN MAY 2020, NIMH RELEASED ITS NEW STRATEGIC PLAN FOR RESEARCH. THE NEW STRATEGIC PLAN BUILDS ON THE SUCCESSES OF PREVIOUS NIMH STRATEGIC PLANS BY PROVIDING A FRAMEWORK FOR SCIENTIFIC RESEARCH AND EXPLORATION, AND ADDRESSING NEW CHALLENGES IN MENTAL HEALTH. THE NEW STRATEGIC PLAN OUTLINES FOUR HIGH-LEVEL GOALS: GOAL 1: DEFINE THE BRAIN MECHANISMS UNDERLYING COMPLEX BEHAVIORS GOAL 2: EXAMINE MENTAL ILLNESS TRAJECTORIES ACROSS THE LIFESPAN GOAL 3: STRIVE FOR PREVENTION AND CURES GOAL 4: STRENGTHEN THE PUBLIC HEALTH IMPACT OF NIMH-SUPPORTED RESEARCH THESE FOUR GOALS FORM A BROAD ROADMAP FOR THE INSTITUTE'S RESEARCH PRIORITIES OVER THE NEXT FIVE YEARS, BEGINNING WITH THE FUNDAMENTAL SCIENCE OF THE BRAIN AND BEHAVIOR, AND EXTENDING THROUGH EVIDENCE-BASED SERVICES THAT IMPROVE PUBLIC HEALTH OUTCOMES. THE INSTITUTE'S OVERALL FUNDING STRATEGY IS TO SUPPORT A BROAD SPECTRUM OF INVESTIGATOR-INITIATED RESEARCH IN FUNDAMENTAL SCIENCE, WITH INCREASING USE OF INSTITUTE-SOLICITED INITIATIVES FOR APPLIED RESEARCH WHERE PUBLIC HEALTH IMPACT IS A SHORT-TERM MEASURE OF SUCCESS. THE NEW STRATEGIC PLAN ALSO ADDRESSES A NUMBER OF CROSS-CUTTING THEMES THAT ARE RELEVANT TO ALL RESEARCH SUPPORTED BY NIMH, THESE THEMES HIGHLIGHT AREAS WHERE NIMH-FUNDED SCIENCE MAY HAVE THE GREATEST IMPACT, BRIDGE GAPS, AND OFFER NOVEL APPROACHES TO ACCELERATE ADVANCES IN MENTAL HEALTH RESEARCH. FOR EXAMPLE, NIMH VALUES A COMPREHENSIVE RESEARCH AGENDA THAT TAKES AN INCLUSIVE APPROACH THAT ENSURES RESEARCH INTERESTS ARE VARIED, MAINTAIN DIVERSE PARTICIPATION AND PARTNERSHIPS, AND ACHIEVE RESEARCH GOALS ACROSS MULTIPLE TIMEFRAMES. THIS INCLUDES DIVERSE METHODOLOGIES, TOOLS, AND MODELS, RESEARCH ADDRESSING COMPLEX BASIC, TRANSLATIONAL, AND APPLIED QUESTIONS, RESEARCH INCLUDING BOTH SEXES AND, AS APPROPRIATE, GENETIC BACKGROUND, AND, PARTICIPANTS FROM DIVERSE RACIAL AND ETHNIC BACKGROUNDS, AND ACROSS GENDER IDENTITIES, GEOGRAPHICAL CONTEXT, SOCIOECONOMIC STATUS, NEUROTYPE, AND AGE OFFERING THE BEST POSSIBLE REPRESENTATION, FOR THE BROADEST NUMBER OF INDIVIDUALS WHO MAY ULTIMATELY BENEFIT FROM THESE SCIENTIFIC ADVANCES. TO ACCOMPLISH THE GOALS OUTLINED IN THE NEW STRATEGIC PLAN, NIMH WILL SUPPORT RESEARCH THAT AIMS: TO CHARACTERIZE THE GENOMIC, MOLECULAR, CELLULAR, AND CIRCUIT COMPONENTS CONTRIBUTING TO BRAIN ORGANIZATION AND FUNCTION, TO IDENTIFY THE DEVELOPMENTAL, FUNCTIONAL, AND REGULATORY MECHANISMS RELEVANT TO COGNITIVE, AFFECTIVE, AND SOCIAL DOMAINS, ACROSS UNITS OF ANALYSIS, AND, TO GENERATE AND VALIDATE NOVEL TOOLS, TECHNIQUES, AND MEASURES TO QUANTIFY CHANGES IN THE ACTIVITY OF MOLECULES, CELLS, CIRCUITS, AND CONNECTOMES. TO DISCOVER GENE VARIANTS AND OTHER GENOMIC ELEMENTS THAT CONTRIBUTE TO THE DEVELOPMENT OF MENTAL ILLNESSES IN DIVERSE POPULATIONS, TO ADVANCE OUR UNDERSTANDING OF THE COMPLEX ETIOLOGY OF MENTAL ILLNESSES USING MOLECULAR EPIDEMIOLOGIC APPROACHES THAT INCORPORATE INDIVIDUAL GENETIC INFORMATION IN LARGE COHORTS, TO ELUCIDATE HOW HUMAN GENETIC VARIATION AFFECTS THE COORDINATION OF MOLECULAR, CELLULAR, AND PHYSIOLOGICAL NETWORKS SUPPORTING HIGHER-ORDER FUNCTIONS AND EMERGENT PROPERTIES OF NEUROBIOLOGICAL SYSTEMS, AND, TO DEVELOP NOVEL TOOLS AND TECHNIQUES FOR THE ANALYSIS OF LARGE-SCALE GENETIC, MULTI-OMIC DATA AS IT APPLIES TO MENTAL HEALTH. TO UTILIZE CONNECTOMIC APPROACHES TO IDENTIFY BRAIN NETWORKS AND CIRCUIT COMPONENTS THAT CONTRIBUTE TO VARIOUS ASPECTS OF MENTAL FUNCTION AND DYSFUNCTION, TO DETERMINE THROUGH BRAIN-WIDE ANALYSIS HOW CHANGES IN THE PHYSIOLOGICAL PROPERTIES OF MOLECULES, CELLS, AND CIRCUITS CONTRIBUTE TO MENTAL ILLNESSES, TO DEVELOP MOLECULAR, CELLULAR, AND CIRCUIT-LEVEL BIOMARKERS OF IMPAIRED NEURAL FUNCTION IN HUMANS, AND, TO DEVELOP INNOVATIVE TECHNOLOGIES, INCLUDING NEW IMAGING, COMPUTATIONAL, PHARMACOLOGICAL, AND GENETIC TOOLS TO INTERROGATE AND MODULATE CIRCUIT ACTIVITY AND STRUCTURE ALTERED IN MENTAL ILLNESSES. TO ELUCIDATE THE MECHANISMS CONTRIBUTING TO THE TRAJECTORIES OF BRAIN DEVELOPMENT AND BEHAVIOR, AND, TO CHARACTERIZE THE EMERGENCE AND PROGRESSION OF MENTAL ILLNESSES, AND IDENTIFYING SENSITIVE PERIODS FOR OPTIMAL INTERVENTION. TO DETERMINE EARLY RISK AND PROTECTIVE FACTORS, AND RELATED MECHANISMS, TO SERVE AS NOVEL INTERVENTION GROUPS, AND, TO DEVELOP RELIABLE AND ROBUST BIOMARKERS AND ASSESSMENT TOOLS TO PREDICT ILLNESS ONSET, COURSE, AND ACROSS DIVERSE POPULATIONS. TO DEVELOP NOVEL INTERVENTIONS USING A MECHANISM-INFORMED, EXPERIMENTAL THERAPEUTICS APPROACH, AND, TO DEVELOP AND IMPLEMENT MEASUREMENT STRATEGIES TO FACILITATE MECHANISM-BASED INTERVENTION DEVELOPMENT AND TESTING. TO INVESTIGATE PERSONALIZED INTERVENTION STRATEGIES ACROSS DISEASE PROGRESSION AND DEVELOPMENT, AND, TO DEVELOP AND REFINE COMPUTATIONAL APPROACHES AND RESEARCH DESIGNS THAT CAN BE USED TO INFORM AND TEST PERSONALIZED INTERVENTIONS. TO DEVELOP AND TEST APPROACHES FOR ADAPTING, COMBINING, AND SEQUENCING INTERVENTIONS TO ACHIEVE THE GREATEST IMPACT ON THE LIVES AND FUNCTIONING OF PERSONS SEEKING CARE, TO CONDUCT EFFICIENT PRAGMATIC TRIALS THAT EMPLOY NEW TOOLS TO RAPIDLY IDENTIFY, ENGAGE, ASSESS, AND FOLLOW PARTICIPANTS IN THE CONTEXT OF ROUTINE CARE, AND, TO ENHANCE THE PRACTICAL RELEVANCE OF EFFECTIVENESS RESEARCH VIA DEPLOYMENT-FOCUSED, HYBRID, EFFECTIVENESS-IMPLEMENTATION STUDIES. TO EMPLOY ASSESSMENT PLATFORMS WITHIN HEALTHCARE SYSTEMS TO ACCURATELY ASSESS THE DISTRIBUTION AND DETERMINANTS OF MENTAL ILLNESSES AND TO INFORM STRATEGIES FOR IMPROVED SERVICES, TO OPTIMIZE REAL-WORLD DATA COLLECTION SYSTEMS TO IDENTIFY STRATEGIES FOR IMPROVING ACCESS, QUALITY, EFFECTIVENESS, AND CONTINUITY OF MENTAL HEALTH SERVICES, AND, TO COMPARE ALTERNATIVE FINANCING MODELS TO PROMOTE EFFECTIVE AND EFFICIENT CARE FOR INDIVIDUALS WITH SERIOUS EMOTIONAL DISTURBANCES AND SERIOUS MENTAL ILLNESSES. TO STRENGTHEN PARTNERSHIPS WITH KEY STAKEHOLDERS TO DEVELOP AND VALIDATE STRATEGIES FOR IMPLEMENTING, SUSTAINING, AND CONTINUOUSLY IMPROVE EVIDENCE-BASED PRACTICES, TO BUILD MODELS TO SCALE-UP EVIDENCE-BASED PRACTICES FOR USE IN PUBLIC AND PRIVATE PRIMARY CARE, SPECIALTY CARE AND OTHER SETTINGS, AND, TO DEVELOP DECISION-SUPPORT TOOLS AND TECHNOLOGIES THAT INCREASE THE EFFECTIVENESS AND CONTINUOUS IMPROVEMENT OF MENTAL HEALTH INTERVENTIONS IN PUBLIC AND PRIVATE PRIMARY CARE, SPECIALTY CARE, AND OTHER SETTINGS. TO ADAPT, VALIDATE, AND SCALE-UP PROGRAMS CURRENTLY IN USE THAT IMPROVE MENTAL HEALTH SERVICES FOR UNDERSERVED POPULATIONS, TO DEVELOP AND VALIDATE SERVICE DELIVERY MODELS THAT PROVIDE EVIDENCE-BASED CARE FOR INDIVIDUALS THROUGHOUT THE COURSE OF MENTAL ILLNESS, TO DEVELOP AND VALIDATE SYSTEMS-LEVEL STRATEGIES USING TECHNOLOGY AND OTHER APPROACHES, TO IDENTIFY, SUPPORT, AND MONITOR THE EFFECTIVENESS OF EVIDENCE-BASED CARE THROUGHOUT THE COURSE OF ILLNESS, AND, TO DEVELOP AND VALIDATE DECISION-MAKING MODELS THAT BRIDGE MENTAL HEALTH, MEDICAL, AND OTHER CARE SETTINGS TO INTEGRATE THE APPROPRIATE CARE FOR PEOPLE WITH SERIOUS MENTAL ILLNESSES AND COMORBID MEDICAL CONDITIONS.
Grant Program (CFDA)
Awarding / Funding Agency
Place of Performance
Pittsburgh,
Pennsylvania
152221808
United States
Geographic Scope
Single Zip Code
Related Opportunity
Analysis Notes
Amendment Since initial award the total obligations have increased 91% from $2,809,928 to $5,369,879.
University Of Pittsburgh - Of The Commonwealth System Of Higher Education was awarded
TRANS-C Trial: Sleep Intervention for Depression in Older Adults
Project Grant R01MH137185
worth $5,369,879
from the National Institute of Mental Health in September 2024 with work to be completed primarily in Pittsburgh Pennsylvania United States.
The grant
has a duration of 4 years 8 months and
was awarded through assistance program 93.242 Mental Health Research Grants.
The Project Grant was awarded through grant opportunity Confirmatory Efficacy Clinical Trials of Non-Pharmacological Interventions for Mental Disorders (R01 Clinical Trial Required).
Status
(Ongoing)
Last Modified 8/6/25
Period of Performance
9/1/24
Start Date
5/31/29
End Date
Funding Split
$5.4M
Federal Obligation
$0.0
Non-Federal Obligation
$5.4M
Total Obligated
Activity Timeline
Subgrant Awards
Disclosed subgrants for R01MH137185
Transaction History
Modifications to R01MH137185
Additional Detail
Award ID FAIN
R01MH137185
SAI Number
R01MH137185-1555881736
Award ID URI
SAI UNAVAILABLE
Awardee Classifications
Other
Awarding Office
75N700 NIH National Institute of Mental Health
Funding Office
75N700 NIH National Institute of Mental Health
Awardee UEI
MKAGLD59JRL1
Awardee CAGE
1DQV3
Performance District
PA-12
Senators
Robert Casey
John Fetterman
John Fetterman
Modified: 8/6/25