R01HL155149
Project Grant
Overview
Grant Description
Generalizable Prediction of Medication Adherence in Heart Failure - Project Summary/Abstract
Heart failure (HF) is associated with high rates of hospitalization and mortality. While a number of evidence-based therapies have been shown to improve outcomes for patients with HF, nearly half of these patients are not regularly taking their medications. Although medication adherence can be improved through timely interventions, it is challenging for clinicians to accurately identify and predict medication non-adherence at the point of care.
The challenge persists partly because medication adherence is a complex process influenced by an interplay of a multitude of patient-, provider-, system-, community-, and therapy-related factors. This gap in identifying patients at risk of non-adherence can be addressed through increasing availability of relevant data from electronic health records (EHRs), which affords the potential to make accurate, real-time predictions of adherence in HF. In particular, recent linkages of EHR and pharmacy data have created an opportunity for incorporation of prior medication fills into EHR-based adherence prediction models that are updated continuously.
Using machine learning (ML) techniques with such data allows for incorporation of a large number of intercorrelated risk factors and their interactions into models and for accommodating continuous updates as new information becomes available. Our objective is to build an ML-based algorithm to predict adherence among patients with HF. The specific aims are:
1) To develop supervised ML algorithms to predict medication adherence among HF patients, using EHR clinical data, linked pharmacy fill data, and location-based social determinants data from a large, urban health system that cares for a diverse patient population.
2) To assess fairness of the developed algorithms by evaluating cross-validated prediction and calibration on patient subgroups based on social and economic factors, to ensure that the desirable prediction performance is maintained for the diverse groups.
3) To assess generalizability of the algorithms through validation in a second large, urban health system caring for a diverse population.
Our approach is innovative and novel in several ways. First, we will take advantage of linkages between pharmacy fill information and the EHR to incorporate pharmacy data in our models. Second, we utilize geocoding of patient addresses combined with publicly available data to incorporate neighborhood-level social determinants of health, which are among the most important predictors of adherence, into our models. Third, we will assess fairness of the model by evaluating the predictive performance and calibration on patients from diverse backgrounds. Fourth, we will ensure generalizability of the prediction algorithm by developing it in one diverse health system and validating the algorithm in a second diverse health system.
These models will be developed such that they can be used for point-of-care adherence prediction. Our long-term goal is to be able to implement them into the EHR, at which point they can be incorporated into interventions to address medication adherence and, ultimately, improve both adherence and clinical outcomes for patients with HF.
Heart failure (HF) is associated with high rates of hospitalization and mortality. While a number of evidence-based therapies have been shown to improve outcomes for patients with HF, nearly half of these patients are not regularly taking their medications. Although medication adherence can be improved through timely interventions, it is challenging for clinicians to accurately identify and predict medication non-adherence at the point of care.
The challenge persists partly because medication adherence is a complex process influenced by an interplay of a multitude of patient-, provider-, system-, community-, and therapy-related factors. This gap in identifying patients at risk of non-adherence can be addressed through increasing availability of relevant data from electronic health records (EHRs), which affords the potential to make accurate, real-time predictions of adherence in HF. In particular, recent linkages of EHR and pharmacy data have created an opportunity for incorporation of prior medication fills into EHR-based adherence prediction models that are updated continuously.
Using machine learning (ML) techniques with such data allows for incorporation of a large number of intercorrelated risk factors and their interactions into models and for accommodating continuous updates as new information becomes available. Our objective is to build an ML-based algorithm to predict adherence among patients with HF. The specific aims are:
1) To develop supervised ML algorithms to predict medication adherence among HF patients, using EHR clinical data, linked pharmacy fill data, and location-based social determinants data from a large, urban health system that cares for a diverse patient population.
2) To assess fairness of the developed algorithms by evaluating cross-validated prediction and calibration on patient subgroups based on social and economic factors, to ensure that the desirable prediction performance is maintained for the diverse groups.
3) To assess generalizability of the algorithms through validation in a second large, urban health system caring for a diverse population.
Our approach is innovative and novel in several ways. First, we will take advantage of linkages between pharmacy fill information and the EHR to incorporate pharmacy data in our models. Second, we utilize geocoding of patient addresses combined with publicly available data to incorporate neighborhood-level social determinants of health, which are among the most important predictors of adherence, into our models. Third, we will assess fairness of the model by evaluating the predictive performance and calibration on patients from diverse backgrounds. Fourth, we will ensure generalizability of the prediction algorithm by developing it in one diverse health system and validating the algorithm in a second diverse health system.
These models will be developed such that they can be used for point-of-care adherence prediction. Our long-term goal is to be able to implement them into the EHR, at which point they can be incorporated into interventions to address medication adherence and, ultimately, improve both adherence and clinical outcomes for patients with HF.
Awardee
Funding Goals
TO FOSTER HEART AND VASCULAR RESEARCH IN THE BASIC, TRANSLATIONAL, CLINICAL AND POPULATION SCIENCES, AND TO FOSTER TRAINING TO BUILD TALENTED YOUNG INVESTIGATORS IN THESE AREAS, FUNDED THROUGH COMPETITIVE RESEARCH TRAINING GRANTS. SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM: TO STIMULATE TECHNOLOGICAL INNOVATION, USE SMALL BUSINESS TO MEET FEDERAL RESEARCH AND DEVELOPMENT NEEDS, FOSTER AND ENCOURAGE PARTICIPATION IN INNOVATION AND ENTREPRENEURSHIP BY SOCIALLY AND ECONOMICALLY DISADVANTAGED PERSONS, AND INCREASE PRIVATE-SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL RESEARCH AND DEVELOPMENT FUNDING. SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM: TO STIMULATE TECHNOLOGICAL INNOVATION, FOSTER TECHNOLOGY TRANSFER THROUGH COOPERATIVE R&D BETWEEN SMALL BUSINESSES AND RESEARCH INSTITUTIONS, AND INCREASE PRIVATE SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL R&D.
Grant Program (CFDA)
Awarding / Funding Agency
Place of Performance
New York
United States
Geographic Scope
State-Wide
Related Opportunity
Analysis Notes
Amendment Since initial award the End Date has been shortened from 02/28/26 to 02/28/25 and the total obligations have increased 394% from $646,489 to $3,193,769.
New York University was awarded
Predicting HF Medication Adherence with ML
Project Grant R01HL155149
worth $3,193,769
from National Heart Lung and Blood Institute in March 2021 with work to be completed primarily in New York United States.
The grant
has a duration of 4 years and
was awarded through assistance program 93.837 Cardiovascular Diseases Research.
The Project Grant was awarded through grant opportunity Research Project Grant (Parent R01 Clinical Trial Not Allowed).
Status
(Complete)
Last Modified 6/20/25
Period of Performance
3/15/21
Start Date
2/28/25
End Date
Funding Split
$3.2M
Federal Obligation
$0.0
Non-Federal Obligation
$3.2M
Total Obligated
Activity Timeline
Subgrant Awards
Disclosed subgrants for R01HL155149
Transaction History
Modifications to R01HL155149
Additional Detail
Award ID FAIN
R01HL155149
SAI Number
R01HL155149-969235643
Award ID URI
SAI UNAVAILABLE
Awardee Classifications
Private Institution Of Higher Education
Awarding Office
75NH00 NIH National Heart, Lung, and Blood Institute
Funding Office
75NH00 NIH National Heart, Lung, and Blood Institute
Awardee UEI
M5SZJ6VHUHN8
Awardee CAGE
3D476
Performance District
NY-90
Senators
Kirsten Gillibrand
Charles Schumer
Charles Schumer
Budget Funding
Federal Account | Budget Subfunction | Object Class | Total | Percentage |
---|---|---|---|---|
National Heart, Lung, and Blood Institute, National Institutes of Health, Health and Human Services (075-0872) | Health research and training | Grants, subsidies, and contributions (41.0) | $1,585,909 | 100% |
Modified: 6/20/25