R01CA255442
Project Grant
Overview
Grant Description
Strategy for Combining Circulating Tumor DNA (ctDNA) and Magnetic Resonance Imaging (MRI) Measures of Tumor Burden for Prediction of Response and Outcome in Neoadjuvant-Treated Early Breast Cancer - Abstract/Project Summary
Neoadjuvant chemotherapy (NAC), which is treatment given before surgery, has become a standard-of-care for breast cancer patients diagnosed with locally advanced disease. NAC offers a unique opportunity for real-time monitoring of tumor response and evaluation of drug efficacy. Patients who achieve pathologic complete response (PCR) have an excellent outcome. Thus, the challenge of NAC is to bring each patient to PCR; and, among non-responders, to identify those with a high probability of recurring for additional therapy in the adjuvant setting. Biomarkers that accurately predict NAC response and metastatic recurrence are key to achieving these objectives.
We hypothesize that a multimodal approach for monitoring of tumor burden during NAC - i.e., by magnetic resonance imaging (MRI)-based functional tumor volume (FTV) and liquid biopsy-based circulating tumor DNA (ctDNA) analyses - can yield robust and accurate predictors of response to NAC and metastatic recurrence; and in turn, aid in therapeutic decisions regarding escalation or de-escalation of treatment to improve patient outcomes.
Here, we propose a correlative study to the neoadjuvant I-SPY 2 trial, a multicenter, adaptive randomization phase II trial that evaluates the efficacy of novel therapies in combination with standard NAC. Integrated within I-SPY 2 is an ongoing study that evaluates MRI FTV as a predictor of response and outcome, and an infrastructure for discovery and validation of companion diagnostic markers, including ctDNA.
The proposed study aims to:
1. Perform serial ctDNA profiling in patients receiving NAC.
2. Combine serial ctDNA profiles with available FTV data to develop breast cancer subtype-specific predictors of PCR.
3. Build prognostic models that combine ctDNA and FTV information to improve on the predictive performance of residual cancer burden (RCB) assessed at surgery.
The deliverables of this proposed study include:
1. Serial ctDNA profiles in a large cohort of early breast cancer patients.
2. A prediction tool that will calculate the probability of PCR (or residual cancer burden, RCB 0) at an early time point during treatment.
3. A prognostic tool that will provide accurate risk assessment for early metastatic recurrence in patients who have residual disease after NAC (non-PCR or RCB 1/2/3).
Our ultimate goal is to use the PCR prediction tool in the clinical trial setting to identify good responders who may be eligible for early surgical treatment to reduce exposure to toxicities from unnecessary additional therapies; and poor responders who may benefit from a switch in therapy to increase the likelihood of achieving a PCR. Furthermore, we envision that the prognostic tool developed here will help guide treatment choices in the adjuvant trial setting by providing aggressive adjuvant therapies to patients who are at high-risk of early metastatic recurrence, while de-escalating or forgoing further treatment for those who were potentially cured by NAC and surgical treatment and, therefore, not likely to recur.
Neoadjuvant chemotherapy (NAC), which is treatment given before surgery, has become a standard-of-care for breast cancer patients diagnosed with locally advanced disease. NAC offers a unique opportunity for real-time monitoring of tumor response and evaluation of drug efficacy. Patients who achieve pathologic complete response (PCR) have an excellent outcome. Thus, the challenge of NAC is to bring each patient to PCR; and, among non-responders, to identify those with a high probability of recurring for additional therapy in the adjuvant setting. Biomarkers that accurately predict NAC response and metastatic recurrence are key to achieving these objectives.
We hypothesize that a multimodal approach for monitoring of tumor burden during NAC - i.e., by magnetic resonance imaging (MRI)-based functional tumor volume (FTV) and liquid biopsy-based circulating tumor DNA (ctDNA) analyses - can yield robust and accurate predictors of response to NAC and metastatic recurrence; and in turn, aid in therapeutic decisions regarding escalation or de-escalation of treatment to improve patient outcomes.
Here, we propose a correlative study to the neoadjuvant I-SPY 2 trial, a multicenter, adaptive randomization phase II trial that evaluates the efficacy of novel therapies in combination with standard NAC. Integrated within I-SPY 2 is an ongoing study that evaluates MRI FTV as a predictor of response and outcome, and an infrastructure for discovery and validation of companion diagnostic markers, including ctDNA.
The proposed study aims to:
1. Perform serial ctDNA profiling in patients receiving NAC.
2. Combine serial ctDNA profiles with available FTV data to develop breast cancer subtype-specific predictors of PCR.
3. Build prognostic models that combine ctDNA and FTV information to improve on the predictive performance of residual cancer burden (RCB) assessed at surgery.
The deliverables of this proposed study include:
1. Serial ctDNA profiles in a large cohort of early breast cancer patients.
2. A prediction tool that will calculate the probability of PCR (or residual cancer burden, RCB 0) at an early time point during treatment.
3. A prognostic tool that will provide accurate risk assessment for early metastatic recurrence in patients who have residual disease after NAC (non-PCR or RCB 1/2/3).
Our ultimate goal is to use the PCR prediction tool in the clinical trial setting to identify good responders who may be eligible for early surgical treatment to reduce exposure to toxicities from unnecessary additional therapies; and poor responders who may benefit from a switch in therapy to increase the likelihood of achieving a PCR. Furthermore, we envision that the prognostic tool developed here will help guide treatment choices in the adjuvant trial setting by providing aggressive adjuvant therapies to patients who are at high-risk of early metastatic recurrence, while de-escalating or forgoing further treatment for those who were potentially cured by NAC and surgical treatment and, therefore, not likely to recur.
Funding Goals
TO IMPROVE SCREENING AND EARLY DETECTION STRATEGIES AND TO DEVELOP ACCURATE DIAGNOSTIC TECHNIQUES AND METHODS FOR PREDICTING THE COURSE OF DISEASE IN CANCER PATIENTS. SCREENING AND EARLY DETECTION RESEARCH INCLUDES DEVELOPMENT OF STRATEGIES TO DECREASE CANCER MORTALITY BY FINDING TUMORS EARLY WHEN THEY ARE MORE AMENABLE TO TREATMENT. DIAGNOSIS RESEARCH FOCUSES ON METHODS TO DETERMINE THE PRESENCE OF A SPECIFIC TYPE OF CANCER, TO PREDICT ITS COURSE AND RESPONSE TO THERAPY, BOTH A PARTICULAR THERAPY OR A CLASS OF AGENTS, AND TO MONITOR THE EFFECT OF THE THERAPY AND THE APPEARANCE OF DISEASE RECURRENCE. THESE METHODS INCLUDE DIAGNOSTIC IMAGING AND DIRECT ANALYSES OF SPECIMENS FROM TUMOR OR OTHER TISSUES. SUPPORT IS ALSO PROVIDED FOR ESTABLISHING AND MAINTAINING RESOURCES OF HUMAN TISSUE TO FACILITATE RESEARCH. SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM: TO EXPAND AND IMPROVE THE SBIR PROGRAM, TO INCREASE PRIVATE SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL RESEARCH AND DEVELOPMENT, TO INCREASE SMALL BUSINESS PARTICIPATION IN FEDERAL RESEARCH AND DEVELOPMENT, AND TO FOSTER AND ENCOURAGE PARTICIPATION OF SOCIALLY AND ECONOMICALLY DISADVANTAGED SMALL BUSINESS CONCERNS AND WOMEN-OWNED SMALL BUSINESS CONCERNS IN TECHNOLOGICAL INNOVATION. SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM: TO STIMULATE AND FOSTER SCIENTIFIC AND TECHNOLOGICAL INNOVATION THROUGH COOPERATIVE RESEARCH AND DEVELOPMENT CARRIED OUT BETWEEN SMALL BUSINESS CONCERNS AND RESEARCH INSTITUTIONS, TO FOSTER TECHNOLOGY TRANSFER BETWEEN SMALL BUSINESS CONCERNS AND RESEARCH INSTITUTIONS, TO INCREASE PRIVATE SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL RESEARCH AND DEVELOPMENT, AND TO FOSTER AND ENCOURAGE PARTICIPATION OF SOCIALLY AND ECONOMICALLY DISADVANTAGED SMALL BUSINESS CONCERNS AND WOMEN-OWNED SMALL BUSINESS CONCERNS IN TECHNOLOGICAL INNOVATION.
Grant Program (CFDA)
Awarding / Funding Agency
Place of Performance
California
United States
Geographic Scope
State-Wide
Related Opportunity
Analysis Notes
Amendment Since initial award the End Date has been extended from 11/30/25 to 11/30/26 and the total obligations have increased 391% from $670,223 to $3,290,798.
San Francisco Regents Of The University Of California was awarded
Predictive ctDNA MRI Strategy NAC Response in Early Breast Cancer
Project Grant R01CA255442
worth $3,290,798
from National Cancer Institute in December 2020 with work to be completed primarily in California United States.
The grant
has a duration of 6 years and
was awarded through assistance program 93.394 Cancer Detection and Diagnosis Research.
The Project Grant was awarded through grant opportunity Integration of Imaging and Fluid-Based Tumor Monitoring in Cancer Therapy (R01 Clinical Trial Optional).
Status
(Ongoing)
Last Modified 12/19/25
Period of Performance
12/3/20
Start Date
11/30/26
End Date
Funding Split
$3.3M
Federal Obligation
$0.0
Non-Federal Obligation
$3.3M
Total Obligated
Activity Timeline
Subgrant Awards
Disclosed subgrants for R01CA255442
Transaction History
Modifications to R01CA255442
Additional Detail
Award ID FAIN
R01CA255442
SAI Number
R01CA255442-1904085102
Award ID URI
SAI UNAVAILABLE
Awardee Classifications
Public/State Controlled Institution Of Higher Education
Awarding Office
75NC00 NIH National Cancer Institute
Funding Office
75NC00 NIH National Cancer Institute
Awardee UEI
KMH5K9V7S518
Awardee CAGE
4B560
Performance District
CA-90
Senators
Dianne Feinstein
Alejandro Padilla
Alejandro Padilla
Budget Funding
| Federal Account | Budget Subfunction | Object Class | Total | Percentage |
|---|---|---|---|---|
| National Cancer Institute, National Institutes of Health, Health and Human Services (075-0849) | Health research and training | Grants, subsidies, and contributions (41.0) | $1,313,638 | 100% |
Modified: 12/19/25