R01CA244233
Project Grant
Overview
Grant Description
Improving Radiolabeled Imaging and Targeting of HER2 Positive EG Cancers Using Lovastatin - Project Summary/Abstract
The incidence of esophagogastric (EG) cancer is increasing rapidly, notably among young men. In patients clinically classified as HER2-positive (ERBB2 amplification and/or 2+/3+ protein overexpression), the combination of the therapeutic anti-HER2 antibody trastuzumab and standard cytotoxic therapy prolongs progression-free and overall survival. However, intrinsic tumor resistance or mechanisms of resistance developed during treatment limit the clinical benefit in 32% of patients, and other anti-HER2 therapeutic antibodies failed in clinical trials to treat EG cancer. Complementary biomarkers and methods are therefore needed to treat such patients.
Guided by preclinical data suggesting that caveolin-1 (CAV1) – the main protein of cholesterol-rich invaginations of the plasma membrane – reduces trastuzumab binding to HER2-positive EG tumors, we initiated retrospective clinical analyses to validate CAV1 as a complementary biomarker of HER2. Remarkably, Kaplan-Meier survival analyses demonstrated that HER2+ EG tumors expressing high CAV1 (IHC 2+/3+) had worse overall survival than those expressing low CAV1 (IHC 0/+1) after trastuzumab therapy. These promising preliminary results prompted us to pharmacologically deplete CAV1 (which is present in cholesterol membrane domains) with lovastatin, a cholesterol-depleting drug.
Here, we will perform retrospective analyses of patients with HER2-positive EG tumors to assess HER2 expression and heterogeneity, ERBB2 amplification, CAV1 staining, and the presence of genetic alterations (copy number variations) associated with trastuzumab resistance. We will analyze medical records to determine if concurrent statin use is associated with enhanced response to trastuzumab.
In addition to retrospective analyses, we will perform randomized imaging and therapeutic preclinical studies using patient-derived EG xenografts (PDXs) representing HER2+/CAV1HIGH and HER2+/CAV1LOW tumor populations. We will determine the molecular imaging profile (89ZR-trastuzumab PET) and therapeutic efficacy in PDXs treated with (1) control saline, (2) trastuzumab alone, (3) lovastatin alone, or (4) the combination of trastuzumab with lovastatin, to identify molecular features that confer drug sensitivity and resistance to this promising investigational combination.
Aim 1 will validate CAV1 as a complementary biomarker to HER2. Aim 2 will determine the potential dosimetric impact of the statins on clinical imaging and identify EG tumor populations that benefit from the trastuzumab/lovastatin combination. Aim 3 will validate the use of a statin as a new pharmacologic approach to HER2-targeted imaging and systemic radionuclide therapy (endoradiotherapy) capable of reducing off-target radiation doses.
All three aims will generate important new preclinical data on the use of statins to improve trastuzumab efficacy, which should provide an excellent foundation for many future investigations, including clinical translation of trastuzumab/statin combination therapy and potential broader application to other HER2+ cancers. The long-term translational objectives are to establish the foundation for a clinical trial combining statin with trastuzumab to prevent or delay the emergence of drug resistance in patients with HER2+ EG cancer.
The incidence of esophagogastric (EG) cancer is increasing rapidly, notably among young men. In patients clinically classified as HER2-positive (ERBB2 amplification and/or 2+/3+ protein overexpression), the combination of the therapeutic anti-HER2 antibody trastuzumab and standard cytotoxic therapy prolongs progression-free and overall survival. However, intrinsic tumor resistance or mechanisms of resistance developed during treatment limit the clinical benefit in 32% of patients, and other anti-HER2 therapeutic antibodies failed in clinical trials to treat EG cancer. Complementary biomarkers and methods are therefore needed to treat such patients.
Guided by preclinical data suggesting that caveolin-1 (CAV1) – the main protein of cholesterol-rich invaginations of the plasma membrane – reduces trastuzumab binding to HER2-positive EG tumors, we initiated retrospective clinical analyses to validate CAV1 as a complementary biomarker of HER2. Remarkably, Kaplan-Meier survival analyses demonstrated that HER2+ EG tumors expressing high CAV1 (IHC 2+/3+) had worse overall survival than those expressing low CAV1 (IHC 0/+1) after trastuzumab therapy. These promising preliminary results prompted us to pharmacologically deplete CAV1 (which is present in cholesterol membrane domains) with lovastatin, a cholesterol-depleting drug.
Here, we will perform retrospective analyses of patients with HER2-positive EG tumors to assess HER2 expression and heterogeneity, ERBB2 amplification, CAV1 staining, and the presence of genetic alterations (copy number variations) associated with trastuzumab resistance. We will analyze medical records to determine if concurrent statin use is associated with enhanced response to trastuzumab.
In addition to retrospective analyses, we will perform randomized imaging and therapeutic preclinical studies using patient-derived EG xenografts (PDXs) representing HER2+/CAV1HIGH and HER2+/CAV1LOW tumor populations. We will determine the molecular imaging profile (89ZR-trastuzumab PET) and therapeutic efficacy in PDXs treated with (1) control saline, (2) trastuzumab alone, (3) lovastatin alone, or (4) the combination of trastuzumab with lovastatin, to identify molecular features that confer drug sensitivity and resistance to this promising investigational combination.
Aim 1 will validate CAV1 as a complementary biomarker to HER2. Aim 2 will determine the potential dosimetric impact of the statins on clinical imaging and identify EG tumor populations that benefit from the trastuzumab/lovastatin combination. Aim 3 will validate the use of a statin as a new pharmacologic approach to HER2-targeted imaging and systemic radionuclide therapy (endoradiotherapy) capable of reducing off-target radiation doses.
All three aims will generate important new preclinical data on the use of statins to improve trastuzumab efficacy, which should provide an excellent foundation for many future investigations, including clinical translation of trastuzumab/statin combination therapy and potential broader application to other HER2+ cancers. The long-term translational objectives are to establish the foundation for a clinical trial combining statin with trastuzumab to prevent or delay the emergence of drug resistance in patients with HER2+ EG cancer.
Funding Goals
TO IMPROVE SCREENING AND EARLY DETECTION STRATEGIES AND TO DEVELOP ACCURATE DIAGNOSTIC TECHNIQUES AND METHODS FOR PREDICTING THE COURSE OF DISEASE IN CANCER PATIENTS. SCREENING AND EARLY DETECTION RESEARCH INCLUDES DEVELOPMENT OF STRATEGIES TO DECREASE CANCER MORTALITY BY FINDING TUMORS EARLY WHEN THEY ARE MORE AMENABLE TO TREATMENT. DIAGNOSIS RESEARCH FOCUSES ON METHODS TO DETERMINE THE PRESENCE OF A SPECIFIC TYPE OF CANCER, TO PREDICT ITS COURSE AND RESPONSE TO THERAPY, BOTH A PARTICULAR THERAPY OR A CLASS OF AGENTS, AND TO MONITOR THE EFFECT OF THE THERAPY AND THE APPEARANCE OF DISEASE RECURRENCE. THESE METHODS INCLUDE DIAGNOSTIC IMAGING AND DIRECT ANALYSES OF SPECIMENS FROM TUMOR OR OTHER TISSUES. SUPPORT IS ALSO PROVIDED FOR ESTABLISHING AND MAINTAINING RESOURCES OF HUMAN TISSUE TO FACILITATE RESEARCH. SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM: TO EXPAND AND IMPROVE THE SBIR PROGRAM, TO INCREASE PRIVATE SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL RESEARCH AND DEVELOPMENT, TO INCREASE SMALL BUSINESS PARTICIPATION IN FEDERAL RESEARCH AND DEVELOPMENT, AND TO FOSTER AND ENCOURAGE PARTICIPATION OF SOCIALLY AND ECONOMICALLY DISADVANTAGED SMALL BUSINESS CONCERNS AND WOMEN-OWNED SMALL BUSINESS CONCERNS IN TECHNOLOGICAL INNOVATION. SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM: TO STIMULATE AND FOSTER SCIENTIFIC AND TECHNOLOGICAL INNOVATION THROUGH COOPERATIVE RESEARCH AND DEVELOPMENT CARRIED OUT BETWEEN SMALL BUSINESS CONCERNS AND RESEARCH INSTITUTIONS, TO FOSTER TECHNOLOGY TRANSFER BETWEEN SMALL BUSINESS CONCERNS AND RESEARCH INSTITUTIONS, TO INCREASE PRIVATE SECTOR COMMERCIALIZATION OF INNOVATIONS DERIVED FROM FEDERAL RESEARCH AND DEVELOPMENT, AND TO FOSTER AND ENCOURAGE PARTICIPATION OF SOCIALLY AND ECONOMICALLY DISADVANTAGED SMALL BUSINESS CONCERNS AND WOMEN-OWNED SMALL BUSINESS CONCERNS IN TECHNOLOGICAL INNOVATION.
Grant Program (CFDA)
Awarding / Funding Agency
Place of Performance
New York
United States
Geographic Scope
State-Wide
Related Opportunity
Analysis Notes
Amendment Since initial award the End Date has been extended from 11/30/25 to 11/30/26 and the total obligations have increased 387% from $705,012 to $3,432,890.
Sloan-Kettering Institute For Cancer Research was awarded
Enhancing HER2-Targeted Imaging Therapy with Lovastatin EG Cancers
Project Grant R01CA244233
worth $3,432,890
from National Cancer Institute in December 2020 with work to be completed primarily in New York United States.
The grant
has a duration of 6 years and
was awarded through assistance program 93.394 Cancer Detection and Diagnosis Research.
The Project Grant was awarded through grant opportunity Research Project Grant (Parent R01 Clinical Trial Not Allowed).
Status
(Ongoing)
Last Modified 12/19/25
Period of Performance
12/1/20
Start Date
11/30/26
End Date
Funding Split
$3.4M
Federal Obligation
$0.0
Non-Federal Obligation
$3.4M
Total Obligated
Activity Timeline
Subgrant Awards
Disclosed subgrants for R01CA244233
Transaction History
Modifications to R01CA244233
Additional Detail
Award ID FAIN
R01CA244233
SAI Number
R01CA244233-3122013999
Award ID URI
SAI UNAVAILABLE
Awardee Classifications
Nonprofit With 501(c)(3) IRS Status (Other Than An Institution Of Higher Education)
Awarding Office
75NC00 NIH National Cancer Institute
Funding Office
75NC00 NIH National Cancer Institute
Awardee UEI
KUKXRCZ6NZC2
Awardee CAGE
6X133
Performance District
NY-90
Senators
Kirsten Gillibrand
Charles Schumer
Charles Schumer
Budget Funding
| Federal Account | Budget Subfunction | Object Class | Total | Percentage |
|---|---|---|---|---|
| National Cancer Institute, National Institutes of Health, Health and Human Services (075-0849) | Health research and training | Grants, subsidies, and contributions (41.0) | $1,371,263 | 100% |
Modified: 12/19/25