15PNIJ22GK00035VTCX
Cooperative Agreement
Overview
Grant Description
The proposed project is a collaboration led by American University (AU) with Western Carolina University (WCU), the U.S. Department of Veterans Affairs (VA), Abt Associates, and M‐W Consulting. AU proposes process, impact, and cost‐efficiency evaluations to empirically examine a variety of legal and extra‐legal outcomes using rigorous experimental or quasi‐experimental methods to address gaps in research on VTCS.
Process questions include:
1) What are the structures, policies, procedures, and participant populations of the VTCS?
2) How are the selected sites comparable and different?
3) Are they operating with fidelity/adherence to best practices?
Impact questions include:
1) Do justice involved veterans (JIVs) who participate in VTCS experience better outcomes compared to those otherwise processed (business‐as‐usual) through the criminal justice system (CJS)?
2) Do certain types of VTC participants experience better outcomes than others?
3) Are certain VTC program elements more effective than others?
Cost‐efficiency questions focus on determining if it is more cost effective over the short‐ and/or long‐term to treat JIVs through VTCS rather than through the traditional CJS (business‐as‐usual).
Process Evaluation:
The process evaluation will identify variability in the six sites' structure, policies, and procedures. Process data will come from: site selection assessment, site selection interviews with VTC team members, a treatment courts best practices inventory (BPI), program manuals, participant handbooks, and court and staffing observation. Practices related to appearance frequency, peer mentorship, military culture, use of technology, service access, and COVID‐19 will be areas of particular focus. Interim dissemination items include logic models, process models, process report, a scholarly manuscript, and one fact sheet or infographic.
Impact Evaluation:
Secondary data are collected on an ongoing basis for the impact evaluation from the VTC program, as well as from the general court, jail, probation, and VA records. The onsite research liaisons will work with the site liaisons and agency research personnel to obtain data. Abt will be responsible for conducting program fidelity checks; site data collection, cleaning, standardization, security, and transfer; and ongoing site communications. The project management plan references Abt as onsite research liaison lead and six onsite research liaisons TBN.
The onsite research liaisons will collect primary data following the IRB‐approved research protocol across the six sites. An Abt data processor will work with site liaisons and agency research personnel to assess, obtain, and process administrative data from the six sites to ensure that it includes the needed variables. The VA co‐PI will lead VA data analysis and work with a VA statistician to create and analyze electronic health record datasets merged with other datafiles. They plan to obtain separate VA IRB approval for VA electronic health records in Year 4 (Footnote 7).
Primary data will be collected via interviews and oral drug test swabs of JIVs determined to be VTC eligible. Interviews will be administered via Qualtrics by the onsite research liaisons, beginning with baseline at program eligibility screening; follow‐up interviews are at 6, 12, 18, 24, and 30 months post‐baseline. Site liaisons will inform potential subjects of the study when they schedule eligibility assessments with eligible JIVs. The onsite research liaison will meet the VTC‐eligible JIVs afterwards, using the study consent process. The baseline interview occurs after VTC eligibility determination, and before randomization and offers of program admission. Incentive gift cards will be offered. The incentive schedule starts at $40 per baseline interview and $25 per swab and increases every 6 months to $65 and $30 by the 30‐month follow‐up. In addition to the variables described above, interviews will include Ohio Risk Assessment System Pretrial Assessment Tool (ORAS‐PAT) for a standard risk measure across sites.
Power analyses estimates indicate 89 participants in each treatment/control group per site. An additional 10% to account for potential attrition, provides a total target sample of 1,188. They will generate random allocation sequences for each program which the VTC will not see. The site liaison informs the onsite research liaison someone is eligible, and they apply their allocation sequence which assigns the JIV to a treatment or control condition. The site liaison is informed and offers participation to the treatment group and processes those in the control group through the regular CJS.
Alternatively, propensity score matching requires a pool of eligible JIVs who do not experience the treatment and identifying and accounting for confounders that contribute to the selection process. Options include opt‐outs and exclusions for arbitrary administrative reasons (defense attorney), with information on larger JIV sample using VA data reports on jail census.
Statistical models are driven by the nature of the outcome in question (logistic models for binary outcomes), as well as the structure of the data (multilevel models with person‐level random effects for time points nested within individuals). Interaction terms will be added to the model to explore differential VTCs effects on the basis of JIV (risk/need, non/violent offenses, pre/post‐plea, diagnoses) and program characteristics (mentorship, use of technology, treatment access).
Cost‐efficiency Evaluation:
M‐W Consulting will conduct the cost‐efficiency evaluation. Planning activities include reviewing cost data availability and providing input on site selection and instrumentation. Local budget data will be gathered to estimate the costs for a VTC compared to CJS business‐as‐usual during the research phase. Data will be obtained to estimate how JIVs move through each site's CJS and how much of each resource a typical JIV uses. Marginal costs of case processing will be estimated by combining budget data on employee wages and benefits with local professional expertise on time spent on case types in a typical week, for an estimate of the case processing cost differential between VTC and business as usual. Analyses will differentiate between actual budgetary savings and time savings (opportunity costs); they will confirm VTC costs and funding sources, whether fees paid by participants or taxpayer budgets.
Dissemination:
Dissemination plans include required NIJ final data and written deliverables, a project webpage, a process report with logic models and process models, three scholarly manuscripts, four fact sheets and infographics, three conference presentations (American Society of Criminology, NADCP, and American Probation & Parole Association), two National Drug Court Resource Center podcasts, a research brief for VA National Center on Homelessness Among Veterans, and a VA Veteran Justice Program briefing. CA/NCF
Process questions include:
1) What are the structures, policies, procedures, and participant populations of the VTCS?
2) How are the selected sites comparable and different?
3) Are they operating with fidelity/adherence to best practices?
Impact questions include:
1) Do justice involved veterans (JIVs) who participate in VTCS experience better outcomes compared to those otherwise processed (business‐as‐usual) through the criminal justice system (CJS)?
2) Do certain types of VTC participants experience better outcomes than others?
3) Are certain VTC program elements more effective than others?
Cost‐efficiency questions focus on determining if it is more cost effective over the short‐ and/or long‐term to treat JIVs through VTCS rather than through the traditional CJS (business‐as‐usual).
Process Evaluation:
The process evaluation will identify variability in the six sites' structure, policies, and procedures. Process data will come from: site selection assessment, site selection interviews with VTC team members, a treatment courts best practices inventory (BPI), program manuals, participant handbooks, and court and staffing observation. Practices related to appearance frequency, peer mentorship, military culture, use of technology, service access, and COVID‐19 will be areas of particular focus. Interim dissemination items include logic models, process models, process report, a scholarly manuscript, and one fact sheet or infographic.
Impact Evaluation:
Secondary data are collected on an ongoing basis for the impact evaluation from the VTC program, as well as from the general court, jail, probation, and VA records. The onsite research liaisons will work with the site liaisons and agency research personnel to obtain data. Abt will be responsible for conducting program fidelity checks; site data collection, cleaning, standardization, security, and transfer; and ongoing site communications. The project management plan references Abt as onsite research liaison lead and six onsite research liaisons TBN.
The onsite research liaisons will collect primary data following the IRB‐approved research protocol across the six sites. An Abt data processor will work with site liaisons and agency research personnel to assess, obtain, and process administrative data from the six sites to ensure that it includes the needed variables. The VA co‐PI will lead VA data analysis and work with a VA statistician to create and analyze electronic health record datasets merged with other datafiles. They plan to obtain separate VA IRB approval for VA electronic health records in Year 4 (Footnote 7).
Primary data will be collected via interviews and oral drug test swabs of JIVs determined to be VTC eligible. Interviews will be administered via Qualtrics by the onsite research liaisons, beginning with baseline at program eligibility screening; follow‐up interviews are at 6, 12, 18, 24, and 30 months post‐baseline. Site liaisons will inform potential subjects of the study when they schedule eligibility assessments with eligible JIVs. The onsite research liaison will meet the VTC‐eligible JIVs afterwards, using the study consent process. The baseline interview occurs after VTC eligibility determination, and before randomization and offers of program admission. Incentive gift cards will be offered. The incentive schedule starts at $40 per baseline interview and $25 per swab and increases every 6 months to $65 and $30 by the 30‐month follow‐up. In addition to the variables described above, interviews will include Ohio Risk Assessment System Pretrial Assessment Tool (ORAS‐PAT) for a standard risk measure across sites.
Power analyses estimates indicate 89 participants in each treatment/control group per site. An additional 10% to account for potential attrition, provides a total target sample of 1,188. They will generate random allocation sequences for each program which the VTC will not see. The site liaison informs the onsite research liaison someone is eligible, and they apply their allocation sequence which assigns the JIV to a treatment or control condition. The site liaison is informed and offers participation to the treatment group and processes those in the control group through the regular CJS.
Alternatively, propensity score matching requires a pool of eligible JIVs who do not experience the treatment and identifying and accounting for confounders that contribute to the selection process. Options include opt‐outs and exclusions for arbitrary administrative reasons (defense attorney), with information on larger JIV sample using VA data reports on jail census.
Statistical models are driven by the nature of the outcome in question (logistic models for binary outcomes), as well as the structure of the data (multilevel models with person‐level random effects for time points nested within individuals). Interaction terms will be added to the model to explore differential VTCs effects on the basis of JIV (risk/need, non/violent offenses, pre/post‐plea, diagnoses) and program characteristics (mentorship, use of technology, treatment access).
Cost‐efficiency Evaluation:
M‐W Consulting will conduct the cost‐efficiency evaluation. Planning activities include reviewing cost data availability and providing input on site selection and instrumentation. Local budget data will be gathered to estimate the costs for a VTC compared to CJS business‐as‐usual during the research phase. Data will be obtained to estimate how JIVs move through each site's CJS and how much of each resource a typical JIV uses. Marginal costs of case processing will be estimated by combining budget data on employee wages and benefits with local professional expertise on time spent on case types in a typical week, for an estimate of the case processing cost differential between VTC and business as usual. Analyses will differentiate between actual budgetary savings and time savings (opportunity costs); they will confirm VTC costs and funding sources, whether fees paid by participants or taxpayer budgets.
Dissemination:
Dissemination plans include required NIJ final data and written deliverables, a project webpage, a process report with logic models and process models, three scholarly manuscripts, four fact sheets and infographics, three conference presentations (American Society of Criminology, NADCP, and American Probation & Parole Association), two National Drug Court Resource Center podcasts, a research brief for VA National Center on Homelessness Among Veterans, and a VA Veteran Justice Program briefing. CA/NCF
Awardee
Funding Goals
WITH THIS SOLICITATION, NIJ SEEKS APPLICATIONS FOR FUNDING TO CONDUCT NIJ'S MULTISITE IMPACT AND COST-EFFICIENCY EVALUATION OF VETERAN TREATMENT COURTS. THE GRANTEE WILL LEAD A $3 MILLION CROSS-SITE EVALUATION INVOLVING COURT AND RESEARCH PARTNERS IN UP TO 6 VETERANS TREATMENT COURTS (VTCS) ACROSS THE U.S. INCORPORATING EXPERIMENTAL DESIGN AND OTHER RESEARCH METHODS, THE PROCESS, IMPACT, AND COST STUDY WILL EXAMINE: PROGRAM IMPACT ON RELAPSE, RECIDIVISM, AND OTHER OUTCOMES; FOR WHOM ARE PROGRAMS EFFECTIVE; WHICH PROGRAM ELEMENTS ARE EFFECTIVE; AND WHETHER PROGRAMS ARE COST-EFFICIENT. TOPICS OF INTEREST INCLUDE VETERANS WITH VIOLENT OFFENSE HISTORIES, MENTAL HEALTH AND COMORBIDITY, LEVERAGING TECHNOLOGY, PEER MENTORING, AND EQUITABLE SERVICE ACCESS. THE 5-YEAR COOPERATIVE AGREEMENT WILL BEGIN WITH A PLANNING PHASE TO CONFIRM THE RESEARCH PROTOCOL INCLUDING VTC SITE SELECTION.
Grant Program (CFDA)
Awarding / Funding Agency
Place of Performance
Washington,
District Of Columbia
20016-8020
United States
Geographic Scope
Single Zip Code
Related Opportunity
Analysis Notes
Amendment Since initial award the total obligations have increased 50% from $3,000,000 to $4,500,000.
American University was awarded
Empirical Evaluation of VTCS: Process, Impact, and Cost Efficiency
Cooperative Agreement 15PNIJ22GK00035VTCX
worth $4,500,000
from the National Institute of Justice in July 2022 with work to be completed primarily in Washington District Of Columbia United States.
The grant
has a duration of 5 years and
was awarded through assistance program 16.043 Veterans Treatment Court Discretionary Grant Program.
The Cooperative Agreement was awarded through grant opportunity NIJ Multisite Impact and Cost-Efficiency Evaluation of Veterans Treatment Courts, Fiscal Year 2022.
Status
(Ongoing)
Last Modified 9/27/24
Period of Performance
7/1/22
Start Date
6/30/27
End Date
Funding Split
$4.5M
Federal Obligation
$0.0
Non-Federal Obligation
$4.5M
Total Obligated
Activity Timeline
Subgrant Awards
Disclosed subgrants for 15PNIJ22GK00035VTCX
Transaction History
Modifications to 15PNIJ22GK00035VTCX
Additional Detail
Award ID FAIN
15PNIJ22GK00035VTCX
SAI Number
None
Award ID URI
SAI NOT AVAILABLE
Awardee Classifications
Private Institution Of Higher Education
Awarding Office
15PNJD OJP NATIONAL INSTITUTE JUSTICE
Funding Office
15PNJD OJP NATIONAL INSTITUTE JUSTICE
Awardee UEI
H4VNDUN2VWU5
Awardee CAGE
4B291
Performance District
DC-98
Budget Funding
| Federal Account | Budget Subfunction | Object Class | Total | Percentage |
|---|---|---|---|---|
| State and Local Law Enforcement Assistance, Office of Justice Programs, Justice (015-0404) | Criminal justice assistance | Grants, subsidies, and contributions (41.0) | $4,500,000 | 100% |
Modified: 9/27/24