NSF Small Business Innovation Research / Small Business Technology Transfer Phase I Programs

June 2, 2023, 12:00 a.m. EDT

May 15, 2024, 12:00 a.m. EDT Past Due

April 16, 2024, 1:00 a.m. EDT

6

June 14, 2024

Others (see text field entitled "Additional Information on Eligibility" for clarification)

*Who May Submit Proposals: Proposals may only be submitted by the following: -<ul> <li>Firms qualifying as a small business concern are eligible to participate in the NSF SBIR/STTR program (see<a href="https://www.sbir.gov/sites/default/files/elig_size_compliance_guide.pdf">Eligibility Guide</a>for more information). Please note that the size limit of 500 employeesincludes affiliates. The firm must be in compliance with the<a href="https://www.sbir.gov/sites/default/files/SBA_SBIR_STTR_POLICY_DIRECTIVE_OCT_2020_0.pdf">SBIR/STTR Policy Directive(s)</a>and the Code of Federal Regulations (<a href="https://www.ecfr.gov/cgi-bin/text-idx?SID=50ff66d5d1cc9357d5f4ce114fcc5c79&amp;mc=true&amp;node=pt13.1.121&amp;rgn=div5">13 CFR Part 121</a>). For STTR proposals, the applicant small business must also include a partner research institution in the project, see additional details below. AND</li> <li>Proposers that have received an official invitation to submit a proposal from the cognizant NSF SBIR/STTR Program Director within the past twelve months. To receive the invitation, potential proposers must submit a Project Pitch document and receive an official response (via email) from the cognizant Program Director.Please see section V.A for details.</li> </ul> NSF does not fund proposals from companies that are majority-owned by one or more venture capital operating companies (VCOCs), hedge funds, or private equity firms. Proposals from joint ventures and partnerships are permitted, provided the proposing entity qualifies as a small business concern (see Eligibility Guide for more information). In compliance with the <a href="https://www.govinfo.gov/content/pkg/PLAW-117publ167/pdf/PLAW-117publ167.pdf">CHIPS and Science Act of 2022</a>, Section 10636 (Person or entity of concern prohibition) (<a href="https://uscode.house.gov/view.xhtml?req=(title:42%20section:19235%20edition:prelim)%20OR%20(granuleid:USC-prelim-title42-section19235)&amp;f=treesort&amp;edition=prelim&amp;num=0&amp;jumpTo=true">42 U.S.C. 19235</a>): No person published on the list under section 1237(b) of the Strom Thurmond National Defense Authorization Act for Fiscal Year 1999 (Public Law 105 261; 50 U.S.C. 1701 note) or <a href="https://www.federalregister.gov/documents/2021/06/28/2021-13753/notice-of-designation-of-chinese-military-companies-under-the-william-m-mac-thornberry-ndaa-for-fy21">entity identified under section 1260h</a> of the William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021 (10 U.S.C. 113 note; Public Law 116 283) may receive or participate in any grant, award, program, support, or other activity under the Directorate for Technology, Innovation and Partnerships. "Collaborative Proposal from Multiple Organizations" (a special proposal type in Research.gov) are not allowed. Collaborations with research institutions are encouraged; however, only one proposal, submitted by the company and with subawards to the research institution(s), is allowed. *Who May Serve as PI: The primary employment of the Principal Investigator (PI) must be with the small business at the time of award and for the duration of the award, unless a new PI is named. Primary employment is defined as at least 51 percent employed by the small business. NSF normally considers a full-time work week to be 40 hours and considers employment elsewhere of greater than 19.6 hours per week to be in conflict with this requirement. The PI must have a legal right to work for the proposing company in the United States, as evidenced by citizenship, permanent residency, or an appropriate visa. The PI does not need to be associated with an academic institution. There are no PI degree requirements (i.e., the PI is not required to hold a Ph.D. or any other degree). A PI may be primarily employed at another organization at the time of submission, if he or she is primarily employed at the proposing small business at the time of award. A PI must devote a minimum

Not Listed

$275,000

$85,000,000

360

National Science Foundation

grantsgovsupport@nsf.gov

If you have any problems linking to this funding announcement, please contact the email address above.

(703) 292-4261

NSF Publication 23-515

http://www.nsf.gov/publications/pub_summ.jsp?ods_key=nsf23515